North South University Library OPACPrinciples of securities regulation / (Record no. 29560)
[ view plain ]
| 000 -LEADER | |
|---|---|
| fixed length control field | 01875cam a2200289 i 4500 |
| 001 - CONTROL NUMBER | |
| control field | BD-DhNSU-29560 |
| 003 - CONTROL NUMBER IDENTIFIER | |
| control field | BD-DhNSU |
| 005 - DATE AND TIME OF LATEST TRANSACTION | |
| control field | 20210211142505.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 210211s2017 mnu g b 001 0 eng |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9781683288299 (pbk) |
| 040 ## - CATALOGING SOURCE | |
| Original cataloging agency | DLC |
| Transcribing agency | DLC |
| Modifying agency | BD-DhNSU |
| 041 ## - LANGUAGE CODE | |
| Language code of text | eng |
| 050 00 - LIBRARY OF CONGRESS CALL NUMBER | |
| Classification number | KF1439 |
| Item number | .H393 2017 |
| 100 1# - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Hazen, Thomas Lee, |
| Dates associated with a name | 1947- |
| 245 10 - TITLE STATEMENT | |
| Title | Principles of securities regulation / |
| Statement of responsibility, etc | Thomas Lee Hazen |
| 246 18 - VARYING FORM OF TITLE | |
| Title proper/short title | Securities regulation |
| 250 ## - EDITION STATEMENT | |
| Edition statement | Revised 4th ed. |
| 264 #1 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
| Place of production, publication, distribution, manufacture | St. Paul, MN : |
| Name of producer, publisher, distributor, manufacturer | West Academic Publishing, |
| Date of production, publication, distribution, manufacture, or copyright notice | c2017. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | xvi, 506 pages ; |
| Dimensions | 24 cm. |
| 490 0# - SERIES STATEMENT | |
| Series statement | Concise hornbook series |
| 504 ## - BIBLIOGRAPHY, ETC. NOTE | |
| Bibliography, etc. note | Includes bibliographic references and index. |
| 505 0# - FORMATTED CONTENTS NOTE | |
| Table of Content (TOC) | The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud -- Insider reporting and short-swing trading : 1934 Act section 16 -- Market regulation, broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- SEC enforcement -- Jurisdictional aspects -- Related laws. |
| 526 0# - STUDY PROGRAM INFORMATION NOTE | |
| Program name | Law |
| 590 ## - LOCAL NOTE (RLIN) | |
| Documentalist | Sumaiya Kainat Bintey Kohinoor |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Securities |
| Geographic subdivision | United States. |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Source of classification or shelving scheme | lcc |
| Koha item type | BK |
| 100 1# - MAIN ENTRY--PERSONAL NAME | |
| -- | 16214 |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| -- | 16216 |
| 999 ## - SYSTEM CONTROL NUMBERS (KOHA) | |
| -- | 29560 |
| -- | 29560 |
| Withdrawn status | Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Collection Code | Permanent Location | Current Location | Shelving location | DATE acquired (DATE Received) | Source of acquisition (Supplier) | Currency | Price | Bill Code | Call Number | Barcode (Accession #) | Date last seen | Copy number | Bill Date | Item type |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| lcc | Non-fiction | North South University Library | North South University Library | General Stacks | 2021-02-03 | Trim education | ৳ (BDT) | 4980.00 | 104/2020 | KF1439.H393 2017 | 48154 | 2021-02-11 | 2 | 2021-02-01 | Books | ||||
| lcc | Non-fiction | North South University Library | North South University Library | General Stacks | 2021-02-03 | Trim education | ৳ (BDT) | 4980.00 | 104/2020 | KF1439.H393 2017 | 48153 | 2021-02-11 | 1 | 2021-02-01 | Books |