North South University Library OPAC

Principles of securities regulation / (Record no. 29560)

000 -LEADER
fixed length control field 01875cam a2200289 i 4500
001 - CONTROL NUMBER
control field BD-DhNSU-29560
003 - CONTROL NUMBER IDENTIFIER
control field BD-DhNSU
005 - DATE AND TIME OF LATEST TRANSACTION
control field 20210211142505.0
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION
fixed length control field 210211s2017 mnu g b 001 0 eng
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
International Standard Book Number 9781683288299 (pbk)
040 ## - CATALOGING SOURCE
Original cataloging agency DLC
Transcribing agency DLC
Modifying agency BD-DhNSU
041 ## - LANGUAGE CODE
Language code of text eng
050 00 - LIBRARY OF CONGRESS CALL NUMBER
Classification number KF1439
Item number .H393 2017
100 1# - MAIN ENTRY--PERSONAL NAME
Personal name Hazen, Thomas Lee,
Dates associated with a name 1947-
245 10 - TITLE STATEMENT
Title Principles of securities regulation /
Statement of responsibility, etc Thomas Lee Hazen
246 18 - VARYING FORM OF TITLE
Title proper/short title Securities regulation
250 ## - EDITION STATEMENT
Edition statement Revised 4th ed.
264 #1 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE
Place of production, publication, distribution, manufacture St. Paul, MN :
Name of producer, publisher, distributor, manufacturer West Academic Publishing,
Date of production, publication, distribution, manufacture, or copyright notice c2017.
300 ## - PHYSICAL DESCRIPTION
Extent xvi, 506 pages ;
Dimensions 24 cm.
490 0# - SERIES STATEMENT
Series statement Concise hornbook series
504 ## - BIBLIOGRAPHY, ETC. NOTE
Bibliography, etc. note Includes bibliographic references and index.
505 0# - FORMATTED CONTENTS NOTE
Table of Content (TOC) The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud -- Insider reporting and short-swing trading : 1934 Act section 16 -- Market regulation, broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- SEC enforcement -- Jurisdictional aspects -- Related laws.
526 0# - STUDY PROGRAM INFORMATION NOTE
Program name Law
590 ## - LOCAL NOTE
Documentalist Sumaiya Kainat Bintey Kohinoor
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element Securities
Geographic subdivision United States.
942 ## - ADDED ENTRY ELEMENTS (KOHA)
Source of classification or shelving scheme
Koha item type Books
100 1# - MAIN ENTRY--PERSONAL NAME
-- 16214
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM
-- 16216
999 ## -
-- 29560
-- 29560
Holdings
Withdrawn status Lost status Source of classification or shelving scheme Damaged status Not for loan Collection Code Permanent Location Current Location Shelving location DATE acquired (DATE Received) Source of acquisition (Supplier) Currency Price Bill Code Call Number Barcode (Accession #) Date last seen Copy number Bill Date Item type
          Non-fiction NSU Library NSU Library General Stacks 2021-02-03 Trim education ৳ (BDT) 4980.00 104/2020 KF1439.H393 2017 48154 2021-02-11 2 2021-02-01 Books
          Non-fiction NSU Library NSU Library General Stacks 2021-02-03 Trim education ৳ (BDT) 4980.00 104/2020 KF1439.H393 2017 48153 2021-02-11 1 2021-02-01 Books


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