Hazen, Thomas Lee,  1947- <br/><br/>
Principles of securities regulation / 
 Securities regulation 
Thomas Lee Hazen 
 - Revised 4th ed. 
 - xvi, 506 pages ;  24 cm. 
 - Concise hornbook series .
<br/><br/>Includes bibliographic references and index. 
<br/><br/>The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud -- Insider reporting and short-swing trading : 1934 Act section 16 -- Market regulation, broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- SEC enforcement -- Jurisdictional aspects -- Related laws. 
<br/><br/>
<br/><br/><label>ISBN: </label>9781683288299 (pbk) 
<br/><br/><label>Subjects--Topical Terms: </label><br/>Securities--United States.
<br/><br/><label>LC Class. No.: </label>KF1439  / .H393 2017