TY  - BOOK
AU  - Hazen,Thomas Lee
TI  - Principles of securities regulation
T2  - Concise hornbook series
SN  - 9781683288299 (pbk)
AV  - KF1439 .H393 2017
PY  - 2017///
CY  - St. Paul, MN
PB  - West Academic Publishing
KW  - Securities
KW  - United States
N1  - Includes bibliographic references and index; The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud -- Insider reporting and short-swing trading : 1934 Act section 16 -- Market regulation, broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- SEC enforcement -- Jurisdictional aspects -- Related laws; Law
ER  -