North South University Library OPAC
Principles of securities regulation / Thomas Lee Hazen
Material type:
TextLanguage: English Series: Concise hornbook seriesPublisher: St. Paul, MN : West Academic Publishing, c2017Edition: Revised 4th edDescription: xvi, 506 pages ; 24 cmISBN: - 9781683288299 (pbk)
- Securities regulation [Spine title]
- KF1439 .H393 2017
| Item type | Current library | Collection | Shelving location | Call number | Copy number | Status | Date due | Barcode | |
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North South University Library | Non-fiction | General Stacks | KF1439.H393 2017 (Browse shelf(Opens below)) | 1 | Available | 48153 | ||
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Books
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North South University Library | Non-fiction | General Stacks | KF1439.H393 2017 (Browse shelf(Opens below)) | 2 | Available | 48154 |
Includes bibliographic references and index.
The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud -- Insider reporting and short-swing trading : 1934 Act section 16 -- Market regulation, broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- SEC enforcement -- Jurisdictional aspects -- Related laws.
Law
Sumaiya Kainat Bintey Kohinoor
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