000 01875cam a2200289 i 4500
999 _c29560
_d29560
001 BD-DhNSU-29560
003 BD-DhNSU
005 20210211142505.0
008 210211s2017 mnu g b 001 0 eng
020 _a9781683288299 (pbk)
040 _aDLC
_cDLC
_dBD-DhNSU
041 _aeng
050 0 0 _aKF1439
_b.H393 2017
100 1 _aHazen, Thomas Lee,
_d1947-
_916214
245 1 0 _aPrinciples of securities regulation /
_cThomas Lee Hazen
246 1 8 _aSecurities regulation
250 _aRevised 4th ed.
264 1 _aSt. Paul, MN :
_bWest Academic Publishing,
_cc2017.
300 _axvi, 506 pages ;
_c24 cm.
490 0 _aConcise hornbook series
504 _aIncludes bibliographic references and index.
505 0 _aThe basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud -- Insider reporting and short-swing trading : 1934 Act section 16 -- Market regulation, broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- SEC enforcement -- Jurisdictional aspects -- Related laws.
526 0 _aLaw
590 _aSumaiya Kainat Bintey Kohinoor
650 0 _aSecurities
_zUnited States.
_916216
942 _2lcc
_cBK