000 | 01875cam a2200289 i 4500 | ||
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999 |
_c29560 _d29560 |
||
001 | BD-DhNSU-29560 | ||
003 | BD-DhNSU | ||
005 | 20210211142505.0 | ||
008 | 210211s2017 mnu g b 001 0 eng | ||
020 | _a9781683288299 (pbk) | ||
040 |
_aDLC _cDLC _dBD-DhNSU |
||
041 | _aeng | ||
050 | 0 | 0 |
_aKF1439 _b.H393 2017 |
100 | 1 |
_aHazen, Thomas Lee, _d1947- _916214 |
|
245 | 1 | 0 |
_aPrinciples of securities regulation / _cThomas Lee Hazen |
246 | 1 | 8 | _aSecurities regulation |
250 | _aRevised 4th ed. | ||
264 | 1 |
_aSt. Paul, MN : _bWest Academic Publishing, _cc2017. |
|
300 |
_axvi, 506 pages ; _c24 cm. |
||
490 | 0 | _aConcise hornbook series | |
504 | _aIncludes bibliographic references and index. | ||
505 | 0 | _aThe basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud -- Insider reporting and short-swing trading : 1934 Act section 16 -- Market regulation, broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- SEC enforcement -- Jurisdictional aspects -- Related laws. | |
526 | 0 | _aLaw | |
590 | _aSumaiya Kainat Bintey Kohinoor | ||
650 | 0 |
_aSecurities _zUnited States. _916216 |
|
942 |
_2lcc _cBK |