Principles of securities regulation / (Record no. 29560)
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000 -LEADER | |
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fixed length control field | 01875cam a2200289 i 4500 |
001 - CONTROL NUMBER | |
control field | BD-DhNSU-29560 |
003 - CONTROL NUMBER IDENTIFIER | |
control field | BD-DhNSU |
005 - DATE AND TIME OF LATEST TRANSACTION | |
control field | 20210211142505.0 |
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
fixed length control field | 210211s2017 mnu g b 001 0 eng |
020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
International Standard Book Number | 9781683288299 (pbk) |
040 ## - CATALOGING SOURCE | |
Original cataloging agency | DLC |
Transcribing agency | DLC |
Modifying agency | BD-DhNSU |
041 ## - LANGUAGE CODE | |
Language code of text | eng |
050 00 - LIBRARY OF CONGRESS CALL NUMBER | |
Classification number | KF1439 |
Item number | .H393 2017 |
100 1# - MAIN ENTRY--PERSONAL NAME | |
Personal name | Hazen, Thomas Lee, |
Dates associated with a name | 1947- |
245 10 - TITLE STATEMENT | |
Title | Principles of securities regulation / |
Statement of responsibility, etc | Thomas Lee Hazen |
246 18 - VARYING FORM OF TITLE | |
Title proper/short title | Securities regulation |
250 ## - EDITION STATEMENT | |
Edition statement | Revised 4th ed. |
264 #1 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
Place of production, publication, distribution, manufacture | St. Paul, MN : |
Name of producer, publisher, distributor, manufacturer | West Academic Publishing, |
Date of production, publication, distribution, manufacture, or copyright notice | c2017. |
300 ## - PHYSICAL DESCRIPTION | |
Extent | xvi, 506 pages ; |
Dimensions | 24 cm. |
490 0# - SERIES STATEMENT | |
Series statement | Concise hornbook series |
504 ## - BIBLIOGRAPHY, ETC. NOTE | |
Bibliography, etc. note | Includes bibliographic references and index. |
505 0# - FORMATTED CONTENTS NOTE | |
Table of Content (TOC) | The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud -- Insider reporting and short-swing trading : 1934 Act section 16 -- Market regulation, broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- SEC enforcement -- Jurisdictional aspects -- Related laws. |
526 0# - STUDY PROGRAM INFORMATION NOTE | |
Program name | Law |
590 ## - LOCAL NOTE (RLIN) | |
Documentalist | Sumaiya Kainat Bintey Kohinoor |
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
Topical term or geographic name entry element | Securities |
Geographic subdivision | United States. |
942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
Source of classification or shelving scheme | lcc |
Koha item type | BK |
100 1# - MAIN ENTRY--PERSONAL NAME | |
-- | 16214 |
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
-- | 16216 |
999 ## - SYSTEM CONTROL NUMBERS (KOHA) | |
-- | 29560 |
-- | 29560 |
Withdrawn status | Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Collection Code | Permanent Location | Current Location | Shelving location | DATE acquired (DATE Received) | Source of acquisition (Supplier) | Currency | Price | Bill Code | Call Number | Barcode (Accession #) | Date last seen | Copy number | Bill Date | Item type |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
lcc | Non-fiction | North South University Library | North South University Library | General Stacks | 2021-02-03 | Trim education | ৳ (BDT) | 4980.00 | 104/2020 | KF1439.H393 2017 | 48154 | 2021-02-11 | 2 | 2021-02-01 | Books | ||||
lcc | Non-fiction | North South University Library | North South University Library | General Stacks | 2021-02-03 | Trim education | ৳ (BDT) | 4980.00 | 104/2020 | KF1439.H393 2017 | 48153 | 2021-02-11 | 1 | 2021-02-01 | Books |